Draft the Report on Compliance (ROC-lite summary)
Scenario
You've completed the SAQ (Day 13). Now write the executive summary that goes to SwiftLend's Board + Bank Partner. It must accurately represent compliance status without over-claiming or under-selling.
Your role
You are producing the executive summary for board sign-off.
Your task
Draft a 1-page executive summary (Board-appropriate) covering: 1. Scope statement (what was assessed) 2. Result (Fully Compliant / Compliant with Compensating Controls / Non-Compliant) 3. Compensating controls in place (if any) 4. Findings + remediation status (top 5) 5. Next-year commitments 6. Risk statement — 'if we lose this compliance, what happens'
Deliverable format: 1-page executive summary, ~500-800 words
Toolkit
- Board tone: 'we are compliant with 11 of 12 requirements, with a documented remediation plan for the 12th'
- Never overclaim — 'partially compliant' is honest and defensible
- Compensating controls MUST reference the original requirement they compensate for
- Risk statement: contract loss, brand damage, regulatory action
Success criteria (what the AI grades against)
- Result stated in exactly one sentence (not buried)
- Findings prioritised (top 5, not all 20)
- Compensating controls justified (or absence stated)
- Board-appropriate language (no 'CDE segmentation' without explanation)
- Concrete next-year commitments (2-4 items)
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